DB
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Daniel Berger
40 Years of Experience
St Louis, MO
1 DisclosureBroker
Daniel Berger is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
9900 Clayton Road, St Louis, MO, 63124
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Regulatory History (1)
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Customer Dispute
October 2012Final
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2026 - Present · 3 mos
Raymond James & Associates, INC.
February 2026 - Present · 3 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - March 2026 · 17 yrs 2 mos
UBS Financial Services INC.Broker
January 2009 - March 2026 · 17 yrs 2 mos
Citigroup Global Markets INC.
November 1995 - February 2009 · 13 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2009 · 15 yrs 7 mos
Lehman Brothers INC.Broker
May 1989 - July 1993 · 4 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
April 1985 - June 1989 · 4 yrs 2 mos
State Registrations29 states
ARAZCACOCTFLGAIDILINKSKYLAMAMEMIMONCNJNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.