Todd Hasie is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
301 Congress Avenue, Suite 1400, Austin, TX, 78701
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Regulatory History (2)
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Customer Dispute
March 2008Settled
Customer Dispute
February 2005Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.Broker
October 1999 - May 2008 · 8 yrs 7 mos
UBS Financial Services INC.
October 1999 - May 2008 · 8 yrs 7 mos
Dain Rauscher IncorporatedBroker
March 1998 - October 1999 · 1 yr 7 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
March 1994 - January 1998 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1989 - March 1994 · 4 yrs 6 mos
Thomson Mckinnon Securities INC.Broker
June 1985 - September 1989 · 4 yrs 3 mos
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.