Mark Holloway is a registered investment advisor, based in Oklahoma City, OK, with 40 years of industry experience.
Location
121 NE 50th Street, Oklahoma City, OK, 73105
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Regulatory History (5)
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Judgment / Lien
March 2024Judgment / Lien
September 2017Customer Dispute
June 2017Settled
Customer Dispute
February 2017Settled
Customer Dispute
January 2017Withdrawn
Other Business ActivitiesSells Insurance
Mark is a licensed life and health insurance agent, dedicating minimal time to this activity. He also works as a remodeling contractor, spending a few hours per week, and as an Investment Advisor Representative with Merit Advisors, Inc., dedicating about a quarter of his time.
Employment History
Current Registrations
Oak Hills Securities, INC.Broker
May 2017 - Present · 8 yrs 11 mos
Merit Advisors, INC.
May 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wfg Advisors, LP
August 2009 - May 2017 · 7 yrs 9 mos
Century Advisors, LLC
June 2009 - August 2009 · 2 mos
Wfg Investments, INC.Broker
May 2009 - May 2017 · 8 yrs
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
UBS Financial Services INC.
October 2001 - October 2006 · 5 yrs
UBS Financial Services INC.Broker
July 2001 - October 2006 · 5 yrs 3 mos
Capital West Securities, INC.Broker
June 1995 - August 2001 · 6 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 1989 - June 1995 · 6 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
November 1985 - February 1989 · 3 yrs 3 mos
Anderson, Bryant & CompanyBroker
April 1985 - November 1985 · 7 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.