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Mark Holloway

Merit Advisors, INC.
41 Years of Experience
Oklahoma City, OK
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Holloway is a registered investment advisor at Merit Advisors, INC., based in Oklahoma City, OK, with 41 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 96 clients with $33M in assets under management.

Merit Advisors, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
96 clients
Average Client Portfolio
$346K average
Assets Under Management
$33.2M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.60%
$250K - $1.0M1.20%
$1M+0.90%

Fees are negotiable based on market value, account complexity, and administration level. Family member account values may be combined to determine breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

121 NE 50th Street, Oklahoma City, OK, 73105

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2024
Judgment / Lien
September 2017
Customer Dispute
June 2017
Settled
Customer Dispute
February 2017
Settled
Customer Dispute
January 2017
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is a licensed life and health insurance agent, dedicating minimal time to this activity. He also works as a remodeling contractor, spending a few hours per week, and as an Investment Advisor Representative with Merit Advisors, Inc., dedicating about a quarter of his time.

Employment History
Current Registrations
Oak Hills Securities, INC.Broker
May 2017 - Present · 9 yrs 5 mos
Merit Advisors, INC.
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Wfg Advisors, LP
August 2009 - May 2017 · 7 yrs 9 mos
Century Advisors, LLC
June 2009 - August 2009 · 2 mos
Wfg Investments, INC.Broker
May 2009 - May 2017 · 8 yrs
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
UBS Financial Services INC.
October 2001 - October 2006 · 5 yrs
UBS Financial Services INC.Broker
July 2001 - October 2006 · 5 yrs 3 mos
Capital West Securities, INC.Broker
June 1995 - August 2001 · 6 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 1989 - June 1995 · 6 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
November 1985 - February 1989 · 3 yrs 3 mos
Anderson, Bryant & CompanyBroker
April 1985 - November 1985 · 7 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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