Kenneth Hutkin
Kenneth Hutkin is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
142 W 57th St Fl 9, Offices 911, 912, 916, 917, New York, NY, 10019
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2020Employment Separation After Allegations
September 2018Customer Dispute
October 2008Customer Dispute
June 1993Customer Dispute
June 1992Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Morgan Stanley
Morgan StanleyBroker
First Allied Securities, INC.
First Allied Securities, INC.Broker
First Montauk Securities CORP.Broker
Thomas James Associates, INC.Broker
Beacon Securities, INC.Broker
Oppenheimer & CO., INC.Broker
Hamilton, Grant & Company, INC.Broker
Weaver Johnson & Company,inc.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.