Kenneth Hutkin
Kenneth Hutkin is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 37 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
142 W 57th St Fl 9, Offices 911, 912, 916, 917, New York, NY, 10019
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2020Employment Separation After Allegations
September 2018Customer Dispute
October 2008Customer Dispute
June 1993Customer Dispute
June 1992Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Morgan Stanley
Morgan StanleyBroker
First Allied Securities, INC.
First Allied Securities, INC.Broker
First Montauk Securities CORP.Broker
Thomas James Associates, INC.Broker
Beacon Securities, INC.Broker
Oppenheimer & CO., INC.Broker
Hamilton, Grant & Company, INC.Broker
Weaver Johnson & Company,inc.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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