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David Mohammed

LPL Financial LLC
32 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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David Mohammed is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

462 7th Ave 6th Floor, New York, NY, 10018

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History

Regulatory History (1)
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Judgment / Lien
June 2026
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLCBroker
November 2025 - Present · 11 mos
LPL Financial LLC
November 2025 - Present · 11 mos
Previous Registrations
Cetera Advisors LLCBroker
September 2022 - November 2025 · 3 yrs 2 mos
Cetera Investment Advisers LLC
April 2021 - November 2025 · 4 yrs 7 mos
First Allied Securities, INC.Broker
December 2019 - September 2022 · 2 yrs 9 mos
MML Investors Services, LLCBroker
March 2017 - November 2019 · 2 yrs 8 mos
Msi Financial Services, INC.Broker
May 2015 - March 2017 · 1 yr 10 mos
Wells Fargo Advisors, LLC
November 2007 - May 2015 · 7 yrs 6 mos
Wells Fargo Advisors, LLCBroker
September 2007 - May 2015 · 7 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1998 - September 2007 · 8 yrs 11 mos
First Albany CorporationBroker
February 1996 - November 1998 · 2 yrs 9 mos
Investors Associates, INC.Broker
June 1994 - February 1996 · 1 yr 8 mos
Weiner Abrams & Company, INC.Broker
February 1994 - June 1994 · 4 mos
State Registrations9 states
CTMDNCNJNVNYOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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