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Arthur Dolega

LPL Financial LLC
28 Years of Experience
New York, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Arthur Dolega is a CFP-designated registered investment advisor at LPL Financial LLC, based in New York, NY, with 28 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Vesey St., 24th Floor, New York, NY, 10281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur operates Vision Financial Planning as a DBA for investment advisory services and as a registered representative, dedicating about half his time. He also sells insurance products, including fixed annuities, life, long-term care, and disability insurance, spending a few hours per week on this.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
May 2013 - July 2025 · 12 yrs 2 mos
Next Financial Group, INC.Broker
August 2004 - July 2025 · 20 yrs 11 mos
First Investors CorporationBroker
July 1998 - September 2004 · 6 yrs 2 mos
State Registrations18 states
AZCACOCTDEFLGAILMAMDNCNJNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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