WH
CFP
WH
CFP

William Hornung

38 Years of Experience
Westlake, OH
Broker

William Hornung is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Westlake, OH, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

159 Crocker Park Blvd., Suite 390, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
October 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2018 · 10 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2008 - October 2018 · 10 yrs 9 mos
A. G. Edwards & Sons, INC.
May 1999 - January 2008 · 8 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
September 1989 - January 2008 · 18 yrs 4 mos
Robert Thomas Securities, INCBroker
November 1988 - September 1989 · 10 mos
Oberweis Securities, INC.Broker
December 1987 - December 1988 · 1 yr
First Investors CorporationBroker
March 1985 - May 1985 · 2 mos
State Registrations16 states
AZCACOCTFLGAILNCNYOHRISCTNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.