WT
WT
William Theis
36 Years of Experience
Westlake, OH
2 DisclosuresBroker
William Theis is a registered investment advisor at Raymond James & Associates, INC., based in Westlake, OH, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
159 Crocker Park Blvd., Suite 390, Westlake, OH, 44145
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 1996Final
Customer Dispute
December 1994Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2001 - Present · 25 yrs 1 mo
Raymond James & Associates, INC.
June 1998 - Present · 27 yrs 11 mos
Raymond James & Associates, INC.Broker
June 1998 - Present · 27 yrs 11 mos
Previous Registrations
Roney & CO.Broker
May 1998 - October 1999 · 1 yr 5 mos
Roney & CO. L.L.C.Broker
June 1996 - May 1998 · 1 yr 11 mos
Dean Witter Reynolds INC.Broker
March 1994 - June 1996 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1990 - April 1994 · 4 yrs 3 mos
State Registrations35 states
AZCACOCTDCFLGAIAILINKYLAMAMEMIMNMOMSNCNHNJNVNYOHORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.