KC
KC
Kathlene Crisp
26 Years of Experience
Westlake, OH
1 DisclosureBroker
Kathlene Crisp is a registered investment advisor at Raymond James & Associates, INC., based in Westlake, OH, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
159 Crocker Park Blvd., Suite 390, Westlake, OH, 44145
Get directionsHistory
Regulatory History (1)
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Financial
August 2017Final
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2022 - Present · 3 yrs 9 mos
Raymond James & Associates, INC.
August 2022 - Present · 3 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - August 2022 · 13 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - August 2022 · 13 yrs 8 mos
Wachovia Securities, LLC
June 2003 - December 2008 · 5 yrs 6 mos
Wachovia Securities, LLCBroker
December 1999 - December 2008 · 9 yrs
State Registrations3 states
COFLOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.