TB
TB

Thomas Batson

41 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker

Thomas Batson is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Pending
Customer Dispute
July 1995
Settled
Other Business Activities

Thomas is a trustee for his sister's family trusts since 2002 and co-owns rental property in Phoenix since 2009, dedicating minimal time to each. He also serves as a board member and finance committee member for St. Joseph's Healthcare Foundation, spending a few hours per week in leadership, administrative, and fundraising roles.

Employment History
Current Registrations
Morgan StanleyBroker
March 2022 - Present · 4 yrs 4 mos
Morgan Stanley
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2009 - March 2022 · 12 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - March 2022 · 13 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
November 2002 - April 2007 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
June 1989 - April 2007 · 17 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1985 - June 1989 · 4 yrs 3 mos
State Registrations46 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Batson - Financial Advisor | TrueAdvisor