James Cavner
James Cavner is a registered investment advisor at Cavner Social Enterprises, LLC, based in Austin, TX, with 40 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
- Financial Planning and Consulting - Fees are negotiable and vary depending on the complexity of the process, the issues addressed, the scope of services, and the frequency of services.
- Hourly - $100-$300
- Fixed Fee - $1,000 - $25,000
Location
3904 Petra Path, Austin, TX, 78731
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the Chief Mission Officer of Design Run Group, LLC, dedicating a few hours per week to improving healthcare in vulnerable communities. He is also a shareholder in Insurance Distributors International and a board member for Austin Together, dedicating minimal time to each.
Employment History
Current Registrations
Cavner Social Enterprises, LLC
Previous Registrations
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Mutual Service CorporationBroker
Kavanaugh Securities, INC.Broker
Kentor Waxman Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.