TG
TG

Timothy Gabriele

36 Years of Experience
Cumberland, MD
2 DisclosuresBroker

Timothy Gabriele is a registered investment advisor at RBC Capital Markets, LLC, based in Cumberland, MD, with 36 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

56 Baltimore Street, Cumberland, MD, 21502-3026

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1999
Settled
Customer Dispute
December 1998
Award / Judgment
Employment History
Current Registrations
RBC Capital Markets, LLC
August 2009 - Present · 16 yrs 9 mos
RBC Capital Markets, LLC
March 2009 - Present · 17 yrs 2 mos
RBC Capital Markets, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Ferris, Baker Watts, LLCBroker
August 2004 - March 2009 · 4 yrs 7 mos
Ryan Beck & CO.Broker
April 2002 - September 2004 · 2 yrs 5 mos
Gruntal & CO., L.L.C.Broker
May 1998 - May 2002 · 4 yrs
Summit Investment Group, INC.Broker
June 1996 - May 1998 · 1 yr 11 mos
Investacorp, INC.Broker
February 1995 - June 1996 · 1 yr 4 mos
Penn Capital Financial Services, INC.Broker
August 1993 - February 1995 · 1 yr 6 mos
American Express Financial Advisors INC.Broker
May 1989 - July 1993 · 4 yrs 2 mos
Ids Life Insurance CompanyBroker
May 1989 - July 1993 · 4 yrs 2 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAHIIDILINKSKYLAMDMIMOMSNCNDNHNJNVNYOHPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Gabriele - Financial Advisor | TrueAdvisor