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CFP
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CFP

Kristina Dunn

Prospera Financial Services, INC.
24 Years of Experience
Cumberland, MD
Broker
View SEC Summary
View SEC Summary

Kristina Dunn is a CFP-designated registered investment advisor at Prospera Financial Services, INC., based in Cumberland, MD, with 24 years of industry experience. Kristina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

443 N Centre St., Suite 1, Cumberland, MD, 21502

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristina is associated with Foreman Financial Group, using the DBA name, and spends nearly full-time hours there. She also serves as a Board Member/Chairman - Finance Committee of MD Salem Children's Trust, dedicating a few hours per week to this non-investment related activity.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
March 2017 - Present · 9 yrs 7 mos
Prospera Financial Services, INC.
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Summit Brokerage Services, INC.Broker
September 2016 - April 2017 · 7 mos
Summit Financial Group INC
September 2016 - April 2017 · 7 mos
Vsr Advisory Services
July 2004 - September 2016 · 12 yrs 2 mos
The Masters, INC.
July 2002 - December 2002 · 5 mos
Vsr Financial Services, INC.Broker
May 2002 - September 2016 · 14 yrs 4 mos
State Registrations7 states
MDNCNYOHPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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