Andrew Ober is a registered investment advisor, based in Neptune, NJ, with 40 years of industry experience.
Location
3600 Route 66, Suite 150, Neptune, NJ, 07753
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Regulatory History (1)
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Customer Dispute
December 2011Settled
Other Business Activities
Andrew is an independent contractor and financial advisor for RJFS ICD, operating under the DBA 1792 Wealth Advisors. This takes about a quarter to about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2023 - Present · 2 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
April 2015 - December 2023 · 8 yrs 8 mos
UBS Financial Services INC.Broker
April 2015 - December 2023 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2000 - April 2015 · 14 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - April 2015 · 30 yrs
State Registrations26 states
AZCACOCTFLGAILINMAMDMIMNMTNCNHNJNMNVNYOKPASCTXVAVTWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.