Al Barron is a registered investment advisor at Morgan Stanley, based in Los Gatos, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
16000 Los Gatos Boulevard, Los Gatos, CA, 95032
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Regulatory History (3)
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Customer Dispute
November 2013Denied
Customer Dispute
February 2012Settled
Customer Dispute
November 2000Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2001 - April 2007 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
March 2001 - April 2007 · 6 yrs 1 mo
Salomon Smith Barney INC.Broker
November 1989 - February 2001 · 11 yrs 3 mos
Dean Witter Reynolds INC.Broker
April 1985 - December 1989 · 4 yrs 8 mos
State Registrations35 states
AKAZCACOCTDCFLGAHIIAIDILKSMDMEMIMNMOMTNCNENJNMNVNYORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.