BA
BA
Benjamin Aslan is a registered investment advisor at Morgan Stanley, based in Los Gatos, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Los Gatos, CA
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Regulatory History (2)
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Customer Dispute
August 2012Settled
Customer Dispute
March 2010Settled
Other Business Activities
Benjamin is a sole proprietor/owner of rental real estate in Los Gatos, California, since 2004. He spends minimal time on property management outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 6 yrs 3 mos
Morgan Stanley
June 2020 - Present · 6 yrs 3 mos
Morgan StanleyBroker
June 2020 - Present · 6 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
February 2012 - June 2020 · 8 yrs 4 mos
UBS Financial Services INC.Broker
February 2012 - June 2020 · 8 yrs 4 mos
Citigroup Global Markets INC.
May 2007 - February 2012 · 4 yrs 9 mos
Citigroup Global Markets INC.Broker
May 2007 - February 2012 · 4 yrs 9 mos
Citicorp Investment Services
July 2004 - May 2007 · 2 yrs 10 mos
Citicorp Investment ServicesBroker
July 2004 - May 2007 · 2 yrs 10 mos
Wm Financial Services, INC.Broker
February 2002 - July 2004 · 2 yrs 5 mos
UBS Painewebber INC.Broker
July 1999 - August 2001 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
April 1998 - June 1999 · 1 yr 2 mos
Waddell & Reed, INC.Broker
October 1997 - April 1998 · 6 mos
State Registrations10 states
CAHIMAMONCNVNYORPAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.