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William Waggoner
29 Years of Experience
Los Gatos, CA
1 DisclosureBroker
William Waggoner is a registered investment advisor at Morgan Stanley, based in Los Gatos, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
16000 Los Gatos Boulevard, Los Gatos, CA, 95032
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2001Closed-No Action
Other Business Activities
William co-owns rental property in Santa Cruz, CA since 2009. He also coaches a varsity football team in Los Altos, CA, dedicating significant after-hours time to this role.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Citigroup Global Markets INC.
August 2005 - June 2009 · 3 yrs 10 mos
Morgan Stanley
January 2001 - August 2005 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
October 2000 - August 2005 · 4 yrs 10 mos
Painewebber IncorporatedBroker
January 1997 - November 2000 · 3 yrs 10 mos
American Express Financial Advisors INC.Broker
November 1996 - January 1997 · 2 mos
Ids Life Insurance CompanyBroker
November 1996 - January 1997 · 2 mos
State Registrations33 states
ARAZCACODCDEFLGAHIIDILKYLAMAMDMIMOMSNCNENVNYOHOKORPASCTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.