DC
DC
Daniel Coughlin
40 Years of Experience
Chatham, NJ
3 DisclosuresBroker
Daniel Coughlin is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
26 Main St, Ste 101, Chatham, NJ, 07928
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004Closed-No Action
Customer Dispute
August 2001Closed-No Action
Customer Dispute
August 1990Settled
Other Business Activities
Daniel acts as power of attorney for his father, a non-time consuming investment-related activity. Daniel also owns Daniel Coughlin LLC, dedicating full-time hours to it.
Employment History
Current Registrations
Wells Fargo Advisors
August 2022 - Present · 3 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2022 · 14 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2008 - July 2022 · 14 yrs 6 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
November 1996 - January 2008 · 11 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1985 - April 1996 · 10 yrs 10 mos
State Registrations9 states
FLMONCNENJNYPAVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.