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Nykia Wharton

24 Years of Experience
Chatham, NJ
1 DisclosureBroker

Nykia Wharton is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

19 Center St, Chatham, NJ, 07928

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History

Regulatory History (1)
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Criminal
November 1999
Final Disposition
Other Business Activities

Nykia is a certified running coach, group fitness instructor, yoga instructor, and spring track coach. These activities are not investment-related and take minimal time, except for spring track coaching which takes about 10% of her time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2022 - Present · 4 yrs
Wells Fargo Advisors
May 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2006 - May 2022 · 15 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
August 2006 - May 2022 · 15 yrs 9 mos
Metlife Securities INC.Broker
January 2005 - February 2006 · 1 yr 1 mo
Metropolitan Life Insurance CompanyBroker
January 2005 - February 2006 · 1 yr 1 mo
American Express Financial Advisors, INC.
May 2001 - December 2004 · 3 yrs 7 mos
American Express Financial Advisors INC.Broker
May 2001 - December 2004 · 3 yrs 7 mos
Ids Life Insurance CompanyBroker
May 2001 - December 2004 · 3 yrs 7 mos
Janus Distributors, INC.Broker
September 2000 - February 2001 · 5 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMIMONCNDNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.