Richard Defuccio
Richard Defuccio is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 41 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
70 Main St, Chatham, NJ, 07928
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Customer Dispute
October 2002Other Business Activities
Richard has a 25% ownership in Marquis Wealth Advisors LLC and 100% ownership in Corwil, Inc. He dedicates full-time hours to Marquis Wealth Advisors and significantly more than full-time hours to Corwil, Inc., both of which are investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Gilder, Gagnon & CO.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Paine, Webber, Jackson & Curtis INC.Broker
Laidlaw Adams & Peck INCBroker
State Registrations19 states
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