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John Dunn

Momentum Independent Network INC.
41 Years of Experience
Fulshear, TX
3 DisclosuresBroker
View SEC Summary
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John Dunn is a registered investment advisor at Momentum Independent Network INC., based in Fulshear, TX, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Estate Planning, Investment Management, and 2 more. Their firm serves 2,879 clients with $1.6B in assets under management.

Momentum Independent Network INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
2,879 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1M+1.50%

Rates reflect the maximum annualized fee schedule for individual securities accounts across primary advisory programs. Other programs and asset classes (such as mutual fund only accounts or fixed income portfolios) feature different maximum fee schedules ranging down to 0.90%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3915 Addison Ranch Ln, Fulshear, TX, 77441

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
Customer Dispute
August 2009
Settled
Customer Dispute
September 1994
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Momentum Independent Network INC.
October 2011 - Present · 15 yrs
Momentum Independent Network INC.Broker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
RBC Capital Markets CorporationBroker
August 2006 - September 2010 · 4 yrs 1 mo
RBC Capital Markets Corporation
August 2006 - September 2010 · 4 yrs 1 mo
UBS Financial Services INC.Broker
July 2001 - September 2006 · 5 yrs 2 mos
UBS Financial Services INC.
July 2001 - September 2006 · 5 yrs 2 mos
Morgan Keegan & Company, INC.Broker
March 1997 - July 2001 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
July 1994 - January 1997 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1991 - August 1994 · 3 yrs 7 mos
Painewebber IncorporatedBroker
December 1987 - January 1991 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - January 1988 · 2 yrs 9 mos
State Registrations6 states
ARCAFLNCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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