WR
ChFC
WR
ChFC
William Rupnick
40 Years of Experience
Oshkosh, WI
2 DisclosuresBrokerSells Insurance
William Rupnick is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Oshkosh, WI, with 40 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2380 Hwy 44 Ste B, Oshkosh, WI, 54904
Get directionsHistory
Regulatory History (2)
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Regulatory
May 1991Final
Employment Separation After Allegations
January 1990Other Business ActivitiesSells Insurance
William operates under the DBA William Rupnick and Associates for tax purposes. He also works as an independent insurance agent selling fixed insurance products, dedicating a full-time effort to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 2006 - June 2021 · 15 yrs 3 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
January 2002 - January 2004 · 2 yrs
Bma Financial Services, INC.Broker
August 2000 - January 2002 · 1 yr 5 mos
Harbour Investments, INC.Broker
July 1997 - August 2000 · 3 yrs 1 mo
Secura Investments, INC.Broker
February 1990 - May 1997 · 7 yrs 3 mos
MML Investors Services, INC.Broker
May 1985 - February 1990 · 4 yrs 9 mos
State Registrations7 states
AZCAFLIAMIMOWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.