LS
LS
Lawrence Smoller
40 Years of Experience
Los Angeles, CA
1 DisclosureBrokerSells Insurance
Lawrence Smoller is a registered investment advisor, based in Los Angeles, CA, with 40 years of industry experience.
Location
10481 Ashton Avenue, Los Angeles, CA, 90024
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Regulatory History (1)
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Customer Dispute
July 2008Denied
Other Business ActivitiesSells Insurance
Lawrence is an independent insurance agent for various independent insurance companies since 1985, but dedicates no time to this activity. He also works full-time as an advisory representative of a Registered Investment Advisor (RIA) since 2012.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2012 - Present · 13 yrs 10 mos
Cambridge Investment Research Advisors, INC.
November 2012 - Present · 13 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
February 2004 - November 2012 · 8 yrs 9 mos
LPL Financial LLC
February 2004 - November 2012 · 8 yrs 9 mos
UBS Financial Services INC.
July 1997 - February 2004 · 6 yrs 7 mos
UBS Financial Services INC.Broker
April 1997 - February 2004 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1985 - May 1997 · 12 yrs
State Registrations5 states
AZCADCNVNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.