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Troy Litle is a registered investment advisor at Wells Fargo Advisors, based in Fresno, CA, with 41 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6781 N Palm Ave Ste 201, Fresno, CA, 93704
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2002Final
Customer Dispute
April 1996Settled
Customer Dispute
October 1990Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2024 - Present · 2 yrs 7 mos
Wells Fargo Advisors
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - March 2024 · 26 yrs 8 mos
UBS Financial Services INC.Broker
September 1990 - March 2024 · 33 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1985 - September 1990 · 5 yrs 4 mos
State Registrations16 states
ALAZCACODCFLGAIDINMTNCNVOKSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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