Joseph Phillips is a CFP-designated registered investment advisor at Morgan Stanley, based in Colchester, VT, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
105 West View Road, 5th Floor, Colchester, VT, 05446
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley & CO., IncorporatedBroker
March 2001 - November 2002 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
August 1998 - April 2007 · 8 yrs 8 mos
Painewebber IncorporatedBroker
July 1994 - August 1998 · 4 yrs 1 mo
Lehman Brothers INC.Broker
May 1985 - August 1994 · 9 yrs 3 mos
State Registrations29 states
AZCACOCTDCFLGAILINMAMDMEMIMOMTNCNHNJNVNYOHOKPARISCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.