Charles Mobley
Charles Mobley is a registered investment advisor at Cetera Investment Advisers LLC, based in Griffin, GA, with 40 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Griffin, GA
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2003Other Business ActivitiesSells Insurance
Charles is an independent insurance agent selling fixed insurance products, dedicating nearly full-time hours. He also owns Henry Investment Partners 1 LLC (real estate), Propitious LLC and Edulcorate LLC (political consulting), Cedar Street Financial Services, LLC (DBA for securities and insurance), BD Associates LLC (political consulting), and Keegan Mobley & Associates (consulting firm).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Invest Financial CorporationBroker
Invest Financial Corporation
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
American Fronteer Financial CorporationBroker
F.N. Wolf & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.