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Paul Mazziotti

Wells Fargo Advisors
37 Years of Experience
Naples, FL
2 DisclosuresBroker
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Paul Mazziotti is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 37 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

9110 Strada Pl, Naples, FL, 34108

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Settled
Customer Dispute
September 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
October 2000 - Present · 26 yrs
Wells Fargo Clearing Services, LLC
October 2000 - Present · 26 yrs
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Previous Registrations
First Union Brokerage Services, INC.Broker
January 1998 - October 2000 · 2 yrs 9 mos
Signet Financial Services,inc.Broker
October 1997 - January 1998 · 3 mos
First Union Brokerage Services, INC.Broker
June 1992 - October 1997 · 5 yrs 4 mos
Eden Financial Funds Group, INC.Broker
July 1991 - August 1991 · 1 mo
Great Western Financial Securities CorporationBroker
April 1991 - August 1991 · 4 mos
Dean Witter Reynolds INC.Broker
May 1988 - May 1991 · 3 yrs
State Registrations35 states
ALARAZCACOCTDCDEFLGAILMAMDMEMIMNMONCNJNMNVNYOHORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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