CF
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Christopher Fontana

33 Years of Experience
Naples, FL
8 DisclosuresBroker

Christopher Fontana is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2470 Vanderbilt Beach Rd, Naples, FL, 34109

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
Customer Dispute
July 2009
Denied
Customer Dispute
June 2009
Settled
Customer Dispute
September 2008
Denied
Customer Dispute
August 2008
Settled
Customer Dispute
November 2005
Settled
Customer Dispute
October 2002
Denied
Customer Dispute
April 2002
Denied
Other Business Activities

Christopher owns rental property in Bonita Springs, FL since 2014. He dedicates minimal time to this activity as a landlord.

Employment History
Current Registrations
Wells Fargo Advisors
June 2009 - Present · 17 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
January 1998 - April 2009 · 11 yrs 3 mos
Banc of America Investment Services, INC.Broker
January 1998 - April 2009 · 11 yrs 3 mos
NationssecuritiesBroker
October 1993 - January 1998 · 4 yrs 3 mos
Equico Securities, INC.Broker
December 1992 - June 1993 · 6 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1992 - June 1993 · 6 mos
State Registrations34 states
ARAZCACOCTDCDEFLGAIAILINKSMAMDMIMNMOMSNCNHNJNYOHPARISCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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