George Moeschlin
George Moeschlin is a registered investment advisor at Osaic Wealth, INC., based in New York, NY, with 45 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
445 Park Avenue, 9th Floor, Ste 956, New York, NY, 10022
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2003Customer Dispute
June 2000Customer Dispute
August 1998Other Business Activities
George is the sole owner of Carlton Partners LLC, dedicating minimal time to it. He also works part-time as an owner and as an advisor for Securities America Advisors, spending about 10-20% of his time and about a quarter of his time respectively.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
1st Worldwide Advisors, LLC.
1st Worldwide Financial Partners, LLCBroker
UBS Financial Services INC.Broker
Oppenheimer & CO., INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.