Nicholas Taylor
Nicholas Taylor is a registered investment advisor at Esi Financial Advisors, based in Glens Falls, NY, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
553 Glen Street, Glens Falls, NY, 12801
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2000Other Business ActivitiesSells Insurance
Nicholas is an insurance agent/broker for several insurance companies, selling property, casualty, and securities products under the DBA Taylor and Leonard, dedicating about a quarter of his time. He also rents real estate and serves on the board of directors for a high school booster club.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
Metropolitan Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.