John Murphy
John Murphy is a registered investment advisor at Osaic Wealth, INC., based in Pearl River, NY, with 39 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Pearl River, NY
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Regulatory History (2)
Regulatory
September 2019Regulatory
May 1988Other Business ActivitiesSells Insurance
John is involved in insurance sales, dedicating a few hours per week to marketing. He also works as an insurance agent, spending about 10-20% of his time on fixed annuity and UL insurance reviews.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Private Advisor Group, LLC
LPL Financial LLCBroker
Oppenheimer & CO. INC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Trillium Trading LLCBroker
Worldco, L.L.C.Broker
First Asset Management, INC.Broker
D. H. Blair & CO., INC.Broker
Norbay Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.