JG
CFP
JG
CFP

John Galvin

18 Years of Experience
Pearl River, NY
1 DisclosureBrokerSells Insurance

John Galvin is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Pearl River, NY, with 18 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

167 East Central Avenue, Pearl River, NY, 10965

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Other Business ActivitiesSells Insurance

John is a registered representative and investment advisor representative for CMG Financial Planning LTD, dba Capital Management Group of New York, and Equitable Advisors, LLC since 2007. He also engages in various outside insurance activities.

Employment History
Current Registrations
Hightower Securities, LLC
January 2024 - Present · 2 yrs 6 mos
Hightower Advisors, LLC
January 2024 - Present · 2 yrs 6 mos
Hightower Securities, LLCBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Cmg Financial Planning, LTD.
August 2021 - December 2023 · 2 yrs 4 mos
Equitable Advisors, LLC
January 2008 - January 2024 · 16 yrs
Equitable Advisors, LLCBroker
September 2007 - January 2024 · 16 yrs 4 mos
State Registrations22 states
AZCACTDEFLGAILMDMINCNJNMNYOHOKORPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Galvin - Financial Advisor | TrueAdvisor