Helen Graf is a CFP-designated registered investment advisor at Graf Financial, L.L.C., based in Baton Rouge, LA, with 20 years of industry experience. Helen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 76 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Rates shown are for equity-only accounts. Balanced accounts are 0.90% for the first $1M, 0.70% for the next $4M, and 0.50% above $5M. Fixed-only accounts are 0.65% for the first $1M, 0.55% for the next $4M, and 0.45% above $5M. All fees are negotiable.
Fee Estimator
Location
2161 Quail Run Drive, Suite C, Baton Rouge, LA, 70808
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Graf Financial, L.L.C.
Previous Registrations
Crescent Sterling LTD.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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