James Lennon is a registered investment advisor at Wells Fargo Advisors, based in Albany, NY, with 41 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4 Tower Pl, Fl 9, Albany, NY, 12203
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Regulatory History (1)
Criminal
November 1978Other Business Activities
James is the executor for his father's estate in Albany, NY, starting in February 2023. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Cowen & CO.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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