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Robert Barberis

Wells Fargo Advisors
38 Years of Experience
Albany, NY
5 DisclosuresBroker
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Robert Barberis is a registered investment advisor at Wells Fargo Advisors, based in Albany, NY, with 38 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

4 Tower Pl, Fl 9, Albany, NY, 12203

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2022
Final
Employment Separation After Allegations
May 2021
Customer Dispute
April 1996
Settled
Customer Dispute
October 1995
Settled
Customer Dispute
January 1995
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert serves as co-trustee for his mother's trust, which is investment-related. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
May 2021 - Present · 5 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2021 - Present · 5 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Morgan Stanley
May 2020 - May 2021 · 1 yr
Morgan StanleyBroker
June 2009 - May 2021 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1988 - July 1993 · 4 yrs 8 mos
Blinder, Robinson & CO., INC.Broker
December 1987 - October 1988 · 10 mos
State Registrations20 states
CACOCTFLIAKYMAMDNCNJNMNYPAPRRISCSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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