EW
EW

Eric Wendling

24 Years of Experience
Albany, NY
1 DisclosureBroker

Eric Wendling is a registered investment advisor at Wells Fargo Advisors, based in Albany, NY, with 24 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4 Tower Pl, Fl 9, Albany, NY, 12203

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History

Regulatory History (1)
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Employment Separation After Allegations
May 2019
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2019 - Present · 7 yrs 3 mos
Wells Fargo Advisors
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2017 - June 2019 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - June 2019 · 2 yrs
Goldman, Sachs & CO.Broker
May 2008 - November 2016 · 8 yrs 6 mos
Banc of America Securities LLCBroker
May 2005 - February 2008 · 2 yrs 9 mos
Bernard Herold & CO., INC.Broker
March 2004 - May 2005 · 1 yr 2 mos
Albert Fried & Company, LLCBroker
August 2003 - April 2004 · 8 mos
Mckeon Brothers, LLCBroker
July 2001 - August 2003 · 2 yrs 1 mo
State Registrations29 states
ARAZCACOCTFLGAILKYMAMDMEMONCNHNJNYOHPARISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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