Richard Comeau is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History (1)
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Customer Dispute
May 2001Settled
Employment History
Current Registrations
Morgan StanleyBroker
July 2020 - Present · 6 yrs
Morgan Stanley
July 2020 - Present · 6 yrs
Previous Registrations
J.P. Morgan Securities LLC
November 2014 - July 2020 · 5 yrs 8 mos
J.P. Morgan Securities LLCBroker
November 2014 - July 2020 · 5 yrs 8 mos
Barclays Capital INC.
October 2009 - November 2014 · 5 yrs 1 mo
Barclays Capital INC.Broker
October 2009 - November 2014 · 5 yrs 1 mo
Goldman, Sachs & CO.Broker
July 2005 - October 2009 · 4 yrs 3 mos
Jefferies Private Client Advisers, LLC
August 2003 - July 2005 · 1 yr 11 mos
Jefferies & Company, INC.Broker
January 2003 - July 2005 · 2 yrs 6 mos
Lehman Brothers INC.Broker
January 2000 - January 2003 · 3 yrs
Warburg Dillon Read LLCBroker
August 1998 - February 2000 · 1 yr 6 mos
Bt Alex. Brown IncorporatedBroker
September 1997 - July 1998 · 10 mos
Alex. Brown & Sons IncorporatedBroker
June 1996 - September 1997 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
April 1994 - June 1996 · 2 yrs 2 mos
Gruntal & CO. IncorporatedBroker
May 1991 - May 1994 · 3 yrs
Shearson Lehman Hutton INC.Broker
March 1986 - March 1989 · 3 yrs
Universal Securities of America, INC.Broker
July 1985 - December 1985 · 5 mos
State Registrations28 states
AZCACOCTDCDEFLGAILINMDMIMONCNHNJNVNYOKPARISCTNTXUTVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.