James Flynn
James Flynn is a registered investment advisor at LPL Financial LLC, based in Hingham, MA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
99 Derby Street, Ste. 200, Hingham, MA, 02043
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2015Customer Dispute
July 2004Other Business ActivitiesSells Insurance
James operates Geneva Private Wealth Management, LLC as a DBA for his LPL business since 2020. He is also the CEO/Founder of Geneva Private Wealth Management LLC, an insurance agency, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Santander Securities
Santander Securities LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Citizens Securities, INC.
Citizens Securities, INC.Broker
Infinex Investments, INC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Cantella & CO., INC.
Cantella & CO., INC.Broker
Cco Investment Services CORP.Broker
Cantella & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas James Associates, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.