Lori Watt is a CFP-designated registered investment advisor at LPL Financial LLC, based in Waukesha, WI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
N19 W24200 Riverwood Drive, Suite 150, Waukesha, WI, 53188
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lori is involved in several insurance-related activities, including selling LTC, fixed annuities, fixed life insurance, disability, and long-term care insurance. She also provides investment advisory services through IAG Wealth Partners, LLC, spending nearly full-time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Iag Wealth Partners, LLC
Previous Registrations
Bts Asset Management, INC.
Raymond James Financial Services, INC.Broker
Mutual Service CorporationBroker
Creative Asset Management, INC.Broker
State Registrations28 states
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