Thomas Remmey is a registered investment advisor, based in Souderton, PA, with 28 years of industry experience.
Location
41 W Broad Street, Souderton, PA, 18964
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Regulatory History (2)
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Customer Dispute
July 2016Withdrawn
Criminal
December 1981Final Disposition
Other Business Activities
Thomas works as a caddy at Bedminster Golf Club. This non-investment related activity takes a few hours per week and does not occur during trading hours.
Employment History
Current Registrations
Girard Investment Services, LLCBroker
October 2015 - Present · 10 yrs 9 mos
Girard Advisory Services, LLC
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Allstate Financial Advisors, LLC
February 2015 - October 2015 · 8 mos
Allstate Financial Services, LLCBroker
February 2015 - October 2015 · 8 mos
Raymond James Financial Services Advisors, INC
January 2014 - January 2015 · 1 yr
Raymond James Financial Services, INC.Broker
January 2014 - January 2015 · 1 yr
Cco Investment Services CORP.
September 2013 - January 2014 · 4 mos
Cco Investment Services CORP.Broker
September 2013 - January 2014 · 4 mos
Univest Investments, INC.Broker
June 2008 - September 2013 · 5 yrs 3 mos
Bestvest Investments, LTD.Broker
May 2005 - June 2008 · 3 yrs 1 mo
Cresap, INC.Broker
May 1999 - April 2005 · 5 yrs 11 mos
Painewebber IncorporatedBroker
February 1998 - April 1999 · 1 yr 2 mos
Valley Forge Asset Management CORP.Broker
June 1997 - November 1997 · 5 mos
MML Investors Services, INC.Broker
February 1997 - June 1997 · 4 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.