TrueAdvisor
TrueAdvisor
JL
JL

Joseph Lopresti

Arlington Wealth Management
41 Years of Experience
Arlington Heights, IL
2 Disclosures
View SEC Summary
View SEC Summary

Joseph Lopresti is a registered investment advisor at Arlington Wealth Management, based in Arlington Heights, IL, with 41 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, High Net Worth, and 5 more. Their firm serves 226 clients with $240M in assets under management.

Arlington Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
226 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$235.9M

Fee Structure

Minimum Investment:$500K
Planning is included in investment management
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.65%

Fees are negotiable. The firm also utilizes an alternative investment management schedule with a flat fee of $7,500 for accounts under $500,000, and tiered rates of 1.50% down to 0.80% for higher amounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21 S. Evergreen Avenue, Suite 100, Arlington Heights, IL, 60005-7800

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2018
Final
Customer Dispute
June 1994
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is involved with the Investor Education Institute and Advanced Tax Reduction Group, dedicating a few hours per week to each. He also works with Arlington Business Advisors as a business broker, spending a few hours per week on this activity.

Employment History
Current Registrations
Arlington Wealth Management
August 2000 - Present · 26 yrs 2 mos
Previous Registrations
World Equity Group, INC.Broker
July 2000 - September 2008 · 8 yrs 2 mos
Rise, INC.Broker
June 1997 - August 2000 · 3 yrs 2 mos
Mesirow Financial, INC.Broker
August 1996 - June 1997 · 10 mos
Gruntal & CO. IncorporatedBroker
September 1994 - August 1996 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
June 1990 - October 1994 · 4 yrs 4 mos
Bear, Stearns & CO. INC.Broker
December 1988 - June 1990 · 1 yr 6 mos
Shearson Lehman Hutton INC.Broker
September 1988 - December 1988 · 3 mos
Painewebber IncorporatedBroker
May 1988 - August 1988 · 3 mos
Sherwood Capital, INC.Broker
February 1987 - June 1988 · 1 yr 4 mos
First Jersey Securities, INC.Broker
October 1985 - January 1987 · 1 yr 3 mos
First Investors CorporationBroker
July 1985 - May 1986 · 10 mos
State Registrations2 states
ILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Arlington Heights, IL →All financial advisors in Illinois →