JD
CFP · ChFC
JD
CFP · ChFC

John Durkin

41 Years of Experience
Danbury, CT
Broker

John Durkin is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Danbury, CT, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

57 North St, Danbury, CT, 06810

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
August 1997 - August 2023 · 26 yrs
Securian Financial Services, INC.Broker
August 1985 - August 2023 · 38 yrs
State Registrations5 states
CTNHNVNYVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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