William Hastie
William Hastie is a registered investment advisor at Commonwealth Financial Network, based in Salinas, CA, with 40 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
307 Main St, Suite 300, Salinas, CA, 93901
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Regulatory History (1)
Customer Dispute
September 2013Other Business ActivitiesSells Insurance
William sells fixed insurance as an agent since 2018, dedicating minimal time to this activity. He also works as a Registered Representative and Investment Advisor Representative of Commonwealth Financial Network, spending nearly full-time hours selling securities and managing investment advisory accounts.
Employment History
Current Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Commonwealth Financial Network
Hastie Financial Group
Previous Registrations
Hayashi & Wayland Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Sentra Securities CorporationBroker
Transamerica Financial Resources, INC.Broker
Royal Alliance Associates, INC.Broker
Kavanaugh Securities, INC.Broker
Integrated Resources Equity CorporationBroker
Nylife Securities INC.Broker
Nwnl Management CorporationBroker
New York Life Securities CORP.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.