Steven Franco
Steven Franco is a registered investment advisor at RBC Capital Markets, LLC, based in Tavernier, FL, with 38 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Tavernier, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2005Customer Dispute
December 2003Other Business Activities
Steven is a limited partner with 20% ownership in Babalu Cigar Co, a cigar store. He also co-owns rental property in the Florida Keys with his spouse and has an ownership stake in Hollywood Vine, a wine store, though he devotes no time to it.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
RBC Capital Markets, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Morgan Keegan & Company, INC.Broker
Painewebber IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.