Carole Rainey
Carole Rainey is a registered investment advisor at Osaic Wealth, INC., based in St. Petersburg, FL, with 38 years of industry experience. Carole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6635 1st Ave S, St. Petersburg, FL, 33707
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Regulatory History (1)
Criminal
June 1983Other Business ActivitiesSells Insurance
Carole works as a tax preparer and provides advisory services to clients. She also works as an insurance agent, providing fixed annuities and term life insurance, dedicating a few hours per week to this.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Advantage Investment Management, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ing Financial Partners, INC.Broker
Ing Financial Partners, INC
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.Broker
Quick & Reilly, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.