Charles Beatty
Charles Beatty is a registered investment advisor at Thrivent Investment Management INC., based in Charlotte, NC, with 40 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.
Location
4530 Park Rd, Charlotte, NC, 28209
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2002Other Business Activities
Charles owns a farm property since 2013, which he leases to a farmer for tax purposes and receives no income from it. He is also a co-owner of Five Oaks Farm Realty LLC, which manages rental homes, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Previous Registrations
Lutheran Brotherhood Securities CORP
Lutheran Brotherhood Securities CORP.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.