CJ
CJ
Catherine Joyce
39 Years of Experience
Washington, DC
1 DisclosureBroker
Catherine Joyce is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1747 Pennsylvania Avenue NorthWest, Street 900, Washington, DC, 20006
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Regulatory History (1)
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Customer Dispute
January 2004Denied
Other Business Activities
Catherine is the sole proprietor/owner of 315 South Aurora LLC, a real estate business, since November 2020. She dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
August 2008 - June 2009 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
UBS Financial Services INC.
February 1994 - September 2008 · 14 yrs 7 mos
UBS Financial Services INC.Broker
February 1993 - September 2008 · 15 yrs 7 mos
Prudential Securities IncorporatedBroker
July 1986 - February 1993 · 6 yrs 7 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAIDILKYMAMDMEMIMSNCNHNJNMNVNYOHORRISCTXVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.