Janice Smith
Janice Smith is a registered investment advisor at MML Investors Services, LLC, based in Melville, NY, with 40 years of industry experience. Janice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
48 South Service Road, Suite 400, Melville, NY, 11747
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Regulatory History (1)
Customer Dispute
October 2013Other Business ActivitiesSells Insurance
Janice is an insurance agent since 1995, selling individual and group life and health insurance, dedicating about 10-20% of her time to this. She is also a referral partner to Bottom Line Concepts since 2022, spending minimal time referring business for their ERC program consulting group.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
G. R. Phelps & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.