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Michael Sparks

15 Years of Experience
Melville, NY
1 DisclosureBrokerSells Insurance

Michael Sparks is a registered investment advisor at MML Investors Services, LLC, based in Melville, NY, with 15 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

48 South Service Road, Suite 400, Melville, NY, 11747

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History

Regulatory History (1)
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Customer Dispute
October 2013
Denied
Other Business ActivitiesSells Insurance

Michael is an insurance agent at a non-MMLIA insurance brokerage since 2011, selling individual and group life and health insurance. This takes a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLC
July 2011 - Present · 15 yrs 3 mos
MML Investors Services, LLCBroker
July 2011 - Present · 15 yrs 3 mos
State Registrations8 states
CTGAMANCNJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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