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Douglas Donnelly

The Institute
41 Years of Experience
Seattle, WA
4 Disclosures
View SEC Summary
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Douglas Donnelly is a registered investment advisor at The Institute, based in Seattle, WA, with 41 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 817 clients with $1.4B in assets under management.

The Institute
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
817 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable. The maximum annual fee is generally 2.00% of assets under management, though certain clients may agree to higher fees in limited circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4020 E Madison St, Suite 210, Seattle, WA, 98112

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2015
Final
Regulatory
August 2013
Final
Employment Separation After Allegations
March 2013
Employment Separation After Allegations
March 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Douglas is a 25% partner in Passing Time Winery since 2012, involved in strategizing for a wine label, dedicating minimal time. He also has several passive private investments in real estate, a house and farm, and private equity.

Employment History
Current Registrations
The Institute
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Institute for Wealth Consultants, INC.
January 2018 - April 2019 · 1 yr 3 mos
Stephen A. Kohn & Associates, LTD.Broker
August 2017 - November 2017 · 3 mos
Concert Wealth Management
May 2014 - March 2018 · 3 yrs 10 mos
Dinosaur Financial Group, L.L.CBroker
April 2013 - May 2016 · 3 yrs 1 mo
Northwest Asset Management
March 2012 - April 2013 · 1 yr 1 mo
Wells Fargo Advisors, LLC
July 2003 - March 2012 · 8 yrs 8 mos
Wells Fargo Advisors, LLCBroker
July 2003 - March 2012 · 8 yrs 8 mos
Prudential Securities Incorporated
June 1992 - July 2003 · 11 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1987 - July 2003 · 15 yrs 7 mos
E. F. Hutton & Company INCBroker
August 1985 - February 1988 · 2 yrs 6 mos
State Registrations2 states
TXWA
Advisor

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Exams
No exam information available for this advisor.
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Douglas Donnelly - Financial Advisor | TrueAdvisor